US regulator expels secondaries broker-dealer NYPPEX
NYPPEX and chief executive Lawrence Allen are appealing the ruling by FINRA, which concluded they pose a 'substantial risk' to the investing public.
NYPPEX and chief executive Lawrence Allen are appealing the ruling by FINRA, which concluded they pose a 'substantial risk' to the investing public.
Copyright PEI Media
Not for publication, email or dissemination